Publications
Risk Focused: Third Party Reviews As Part of an Effective Risk Management Program
Investment Adviser Association Newsletter, November 2016
National Society of Compliance Professionals, Currents, March 2016.
Illinois State Bar Association, Business & Securities Law Forum, July 2013
Markets need more progressive oversight
Chicago Daily Law Bulletin, August 27, 2012
SEC embarks on first-of-its-kind lawsuit
Chicago Daily Law Bulletin, December 22, 2011
Chicago Daily Law Bulletin, March 22, 2011
A look at the reporting of suspicious trading activities
Chicago Daily Law Bulletin, July 27, 2010
